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27 <Metadata name="ex.dc.Contributor">Sally Jo Cunningham</Metadata>
28 <Metadata name="ex.dc.Contributor">Stuart M. Dillon</Metadata>
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43 <Content>&lt;b&gt;Authorship patterns in Information
44Systems&lt;/b&gt;&lt;p&gt;
45&lt;b&gt;&lt;/b&gt;&lt;p&gt;
46Sally Jo Cunningham and Stuart M. Dillon&lt;p&gt;
47Department of Computer Science&lt;p&gt;
48University of Waikato&lt;p&gt;
49Hamilton, New Zealand&lt;p&gt;
50email: [email protected]&lt;p&gt;
51&lt;p&gt;
52&lt;b&gt;Abstract:&lt;/b&gt; This paper examines the patterns of multiple authorship in
53five information systems journals. Specifically, we determine the distribution
54of the number of authors per paper in this field, the proportion of male and
55female authors, gender composition of research teams, and the incidence of
56collaborative relationships spanning institutional affiliations and across
57different geographic regions.&lt;p&gt;
58&lt;p&gt;
59&lt;b&gt;1. Introduction&lt;/b&gt;&lt;p&gt;
60&lt;b&gt;&lt;/b&gt;&lt;p&gt;
61In his seminal work &lt;i&gt;Little Science, Big Science&lt;/i&gt; [16], Derek J. De Solla
62Price drew attention to the 20th century trend of increasing team work in
63scientific research and co-authorship in publication—making a
64tongue-in-cheek prediction that &quot;by 1980 the single author paper will be
65extinct&quot;, and that scientific collaboration would continue to increase so that
66scholarly publications would &quot;move steadily toward an infinity of authors per
67paper&quot; (p. 89). &lt;p&gt;
68&lt;p&gt;
69Since 1963, Price's conjectures have been measured and, to a large extent,
70verified, for a number of domains in the social sciences, arts, and physical
71sciences. Characteristics of collaboration in research have been examined in a
72number of ways: for example, through bibliographic analysis of readily
73quantifiable variables such as the rate of co-authorship and mean number of
74co-authors per document (for an overview of this type of research, see [10]);
75through studies of the social organizations that support collaboration in
76particular and research in general (such as the ground-breaking work of Crane
77[6]); and by ethnographic descriptions of the patterns of behavior employed by
78researchers in finding collaborators, organizing the research tasks, and
79composing the written documentation of the work (for example, the examination
80of the philosophy research process presented in [19]).&lt;p&gt;
81&lt;p&gt;
82This paper examines authorship patterns in the field of Information Systems
83(IS). IS is a relatively young discipline, an interdisciplinary field at the
84conjunction of computer science, management, and the social sciences. It
85concerns itself primarily managerial, and &quot;people&quot; issues that support
86information management (primarily in an organizational context), and to a
87lesser extent with hardware and software issues. Perhaps because it is an
88emerging, interdisciplinary field, IS has been the focus of few
89bibliometric/scientometric studies. The present work uses bibliometric
90techniques to examine the extent of collaborative authorship in the field, the
91geographic distribution of co-authors, and gender patterns in publication and
92collaboration.&lt;p&gt;
93&lt;p&gt;
94&lt;b&gt;2. Methodology&lt;/b&gt;&lt;p&gt;
95&lt;b&gt;&lt;/b&gt;&lt;p&gt;
96The journals and time periods examined for this study are listed in Table 1.
97Journal articles, rather than books or technical reports, were chosen for
98analysis because the journal is the primary source of information in IS, making
99up the bulk of documents cited [7]. Five journals were selected for study,
100based on the criteria that they well known internationally, cover a relatively
101broad set of topics in the IS field, have author information available, and
102are published in the English language. It should be noted, however, that the
103journals selected tend to the management end of IS.&lt;p&gt;
104&lt;p&gt;
105
106
107&lt;pre&gt;
108Journal title abbreviation years
109Journal of Systems Management JSM 1989-1995
110Information Systems Research ISR 1990-1995
111Strategic Information Systems SIS 1991-1995
112Management Information Systems Quarterly MISQ 1989-1995
113Decision Support Systems DSS 1989-1995
114
115&lt;/pre&gt;
116&lt;p&gt;
117Table 1. Journals analyzed in this study&lt;p&gt;
118&lt;p&gt;
119The following definitions and guidelines were used in gathering data from the
120five journals:&lt;p&gt;
121&lt;p&gt;
122·author: All individuals identified as authors in the heading of the
123paper were included, and counted equally. Some journal volumes apparently
124enforced an alphabetic name ordering on authors, while other journals—or
125even other volumes of the same journal—did not; for this reason we did not
126attempt to record the rank orderings of authors. Only personal (rather than
127corporate) authors were included in this study.&lt;p&gt;
128&lt;p&gt;
129·article: All refereed papers from each issue of each journal were
130considered for inclusion in the study. All other articles (book reviews,
131editorials, letters to the editor, reports of conferences, etc.) were excluded.
132While all refereed articles were included in the examination of co-authorship
133rates, some of these papers were omitted from the remainder of the study
134because the gender and/or the affiliation of one or more authors could not be
135determined.&lt;p&gt;
136&lt;p&gt;
137·gender: Where possible, the gender of an author was determined from
138the author's biography or picture. If this information was not available or
139was inconclusive, the gender was inferred from the author's personal name(s).
140If any doubt remained for any co-author of an article (that is, if the author
141was listed only by initials or had an ambiguous personal name), then that
142article was omitted from the study of author gender.&lt;p&gt;
143&lt;p&gt;
144·institution: For co-authored articles, we noted whether or not all
145authors were affiliated with the same institution (generally a university or
146company). A single institution could have more than one physical location.&lt;p&gt;
147&lt;p&gt;
148·geographic area: Co-authored articles were examined to determine
149whether all authors' institutions are from the same geographic region. This
150somewhat subjective category was defined as follows: for highly populated and
151physically large countries such as the United States, authors were considered
152to be from the same region if their institution were located in the same or
153adjacent states; for lightly populated or physically compact countries (such as
154New Zealand or the Netherlands, respectively), the entire country was
155considered to be a single geographic region.&lt;p&gt;
156&lt;p&gt;
157&lt;b&gt;3. Results&lt;/b&gt;&lt;p&gt;
158&lt;b&gt;&lt;/b&gt;&lt;p&gt;
159This section discusses the amount of collaboration in publishing, the
160geographic/institutional spread of co-author affiliation, and the gender of
161authors in the IS literature.&lt;p&gt;
162&lt;p&gt;
163&lt;i&gt;degree of collaborative authorship&lt;/i&gt;&lt;p&gt;
164&lt;i&gt;&lt;/i&gt;&lt;p&gt;
165Tables 2—4 summarize authorship collaboration in IS. Approximately 38% of
166the articles have a single author; the majority of he papers are co-authored,
167with two or three authors (Table 2). The maximum number of authors for a single
168paper was six, found in a vanishingly small minority of the articles (less than
1690.5%). Viewed strictly in terms of the percentage of co-authored papers (Table
1703), it is readily apparent that co-authorship is the norm for all journals,
171over the entire period of study. The journal with the smallest degree of
172co-authorship, the &lt;i&gt;Journal of Systems Management&lt;/i&gt; (JSM), saw its
173percentage of collaboratively written articles rise from approximately
174one-third to one-half; the remainder of the journals have a co-authorship rate
175ranging from 40% to 100%. The percentage of co-authored papers has risen
176slightly between 1989 and 1995 in four of the five journals—perhaps
177reflecting the trend to increased co-authorship reported in other fields, as
178the subjects matured [3].&lt;p&gt;
179&lt;p&gt;
180
181
182&lt;pre&gt;
183number of number of percentage
184authors articles
1851 368 37.74%
1862 391 40.10%
1873 171 17.54%
1884 37 3.80%
1895 4 0.41%
1906 4 0.41%
191Total 975 100.00%
192
193&lt;/pre&gt;
194&lt;p&gt;
195Table 2. Distribution of number of co-authors per paper&lt;p&gt;
196
197
198&lt;pre&gt;
199 JSM ISR SIS MISQ DSS average
2001989 36% 68% 73% 59%
2011990 29% 75% 68% 57% 57%
2021991 39% 92% 60% 77% 71% 68%
2031992 41% 100% 40% 81% 68% 66%
2041993 48% 92% 63% 89% 70% 72%
2051994 46% 90% 67% 82% 70% 71%
2061995 54% 87% 58% 87% 79% 75%
207
208&lt;/pre&gt;
209&lt;p&gt;
210Table 3. Percentage of co-authored articles&lt;p&gt;
211&lt;p&gt;
212
213
214&lt;pre&gt;
215 Mean Variance Std dev std error Number of
216 articles
217JSM 1.50 .466 .682 .039 308
218ISR 2.175 .604 .777 .079 97
219SIS 1.739 .655 .809 .086 88
220MISQ 2.251 .954 .977 .075 171
221DSS 2.071 .866 .931 .053 311
222Total 1.903 .799 .894 .029 975
223
224&lt;/pre&gt;
225&lt;p&gt;
226Table 4a. Mean number of co-authors per paper&lt;p&gt;
227&lt;p&gt;
228&lt;IMG SRC=&quot;_httpdocimg_/21.gif&quot;&gt;&lt;p&gt;
229Table 4b. T-test of mean number of co-authors&lt;p&gt;
230&lt;p&gt;
231The mean number of authors per article ranged from 1.5 (for the Journal of
232Systems Management) to 2.175 (for Information Systems Research), with an
233overall mean of 1.903 (Table 4a). As was noted when considering the
234distribution of numbers of co-authors in Table 2, while collaboration is the
235norm, the size of the research team in IS is relatively small. Differences in
236mean between the journals was generally not statisticaly significant, with the
237exception of ISR/DSS and ISR/MISQ (Table 4b).&lt;p&gt;
238&lt;p&gt;
239&lt;i&gt;institutional affiliation and geographic region&lt;/i&gt;&lt;p&gt;
240&lt;i&gt;&lt;/i&gt;&lt;p&gt;
241Table 5 presents the institutional and geographical commonalities found amongst
242co-authors. As noted in Section 2, at this point we use a subset of the
243articles examined in this study: those papers for which we could identify the
244institutional affiliation and gender of all authors. For nearly half of the
245co-authored articles of this subset—46%—all authors for an article
246are either affiliated with the same institution &lt;i&gt;or&lt;/i&gt; are resident in the
247same geographic region. Just over half of the multiply authored papers, then,
248involve a collaboration across significant distances. For nearly one-third
249(32%) of the co-authored papers, all authors are affiliated with the same
250institution—again, indicating a significant degree of collaboration across
251institutional boundaries. The collaborative relationships of working groups
252are thus surprisingly dispersed, suggesting that IS is a field with a healthy
253&quot;invisible college&quot;. &lt;p&gt;
254
255
256&lt;pre&gt;
257 JSM ISR SIS MISQ DSS average
258 1989- 1990- 1991- 1989- 1989-
259 1994 1994 1994 1994 1994
260Co-authored articles 147 71 80 35 62 128 133 514 861
261occurrences out of 364 40% 89% 56% 166 77% 189 70% 60%
262percentage
263co-authors from same 95 15 20 48 61 239
264institution OR same 147 65% 71 21% 35 58% 128 38% 133 46% 514 46%
265geographical area
266occurrences out of
267percentage
268co-authors from same 34 1 5 11 23 74
269area, different 147 23% 71 1% 35 14% 128 9% 133 17% 514 14%
270institutions
271occurrences out of
272percentage
273
274&lt;/pre&gt;
275&lt;p&gt;
276Table 5. Percentage of co-authors from the same institution or geographical
277area&lt;p&gt;
278&lt;p&gt;
279&lt;i&gt;gender of authors&lt;/i&gt;&lt;p&gt;
280&lt;i&gt;&lt;/i&gt;&lt;p&gt;
281Gender was recorded for &lt;i&gt;all&lt;/i&gt; authors for whom it was explicitly stated or
282could be inferred; this could be determined for 861 papers, with 1021 authors.
283As no attempt was made to maintain a list of names, it is unknown how many
284unique individuals are represented in that total. Approximately four-fifths of
285the authors were male (Table 6), with male authors being in the majority for
286each journal. &lt;p&gt;
287&lt;p&gt;
288
289
290&lt;pre&gt;
291Gender Number Percentage
292male 804 78.7%
293female 217 21.3%
294
295&lt;/pre&gt;
296&lt;p&gt;
297Table 6. Gender of authors&lt;p&gt;
298&lt;p&gt;
299The preponderance of male authors appears to mirror the under-representation of
300women in the Management/IS disciplines of academia, in which opportunities for
301publication and research are more likely than in commercial enterprises ([12],
302[21]). IS departments are generally located within the business or management
303faculty in universities, where women tend to be over-represented as
304instructors, lecturers, contract researchers, and other untenured staff
305positions. In the mid-eighties in the US, for example, women held 52% of the
306instructor and lower teaching positions and 36% of the assistant professorships
307in business schools, but accounted for only 6% of the full [2]. These lower
308level positions provide fewer opportunities for research funding, and generally
309involve a higher teaching load (with proportionally less time for research).&lt;p&gt;
310&lt;p&gt;
311Next, we examine the question of whether or not males and female have the same
312patterns of collaboration and co-authorship (Table 7). The percentage of male
313authors who published a single-authored paper is 37.31% ([343 male single
314authors] / [804 male authors]); the percentage of female authors who published
315solo is 18.89% ([41 single author females] / [217 female authors]). The
316percentage of male authors involved in male-only co-authored papers is 42.66%
317([343 / 804]), while the percentage of female authors who published in
318female-only groups is 6.91% (15/217). Clearly, then, a female author is more
319likely to co-publish than a male author, and more likely to publish in mixed
320gender research teams.&lt;p&gt;
321
322
323&lt;pre&gt;
324 single multiple single multiple multiple
325 male author authors, female authors, authors, male
326 male only author female only and female
327number 300 343 41 15 161
328percentage 34.9% 39.9% 4.8% 1.7% 18.7%
329
330&lt;/pre&gt;
331&lt;p&gt;
332Table 7. Gender composition of publishing teams&lt;p&gt;
333&lt;p&gt;
334&lt;b&gt;4. Conclusions&lt;/b&gt;&lt;p&gt;
335&lt;b&gt;&lt;/b&gt;&lt;p&gt;
336The high proportion of multiply-authored papers is characteristic of the
337physical and life sciences rather than the social sciences. In the &quot;hard&quot;
338sciences the percentage of co-authored articles is reported to range from
339two-thirds and up ([5], [13]), with nearly universal co-authorship in fields
340for which research is based on complex, expensive instruments/equipment ([14],
341as reported in [9]). By way of contrast, the proportion of single-authored
342papers is much higher in the humanities and social sciences: in philosophy, for
343example, collaboration is so unusual that some researchers find it difficult to
344imagine how a joint project could be produced [19]. Even in these disciplines,
345however, sub-fields may vary in their degree of collaboration, often reflecting
346equipment or team needs outside the norm for that discipline (for example,
347biophysical and archaeological anthropology show higher degrees of
348collaboration than sociocultural and linguistic anthropology [4]). IS, then,
349seems to fit more into the multiply-authored norm of the physical or
350experimental sciences than the humanities/social sciences.&lt;p&gt;
351&lt;p&gt;
352This point is slightly muddied, however, when comparing the mean number of
353authors in IS with the mean of other fields (Table 8). IS articles tend to
354have a smaller average number of co-authors than the &quot;hard&quot; sciences, even
355though the rate of co-authorship is high. Two hypotheses present themselves:
356that the experimental team needed to support IS research is smaller than the
357team size necessary for managing the instruments for the physical sciences;
358and/or that the support personnel for IS research may not be acknowledged with
359authorship, as seems to be the case in some of the sciences.&lt;p&gt;
360&lt;p&gt;
361
362
363&lt;pre&gt;
364Discipline authors/paper year(s) of study Reference
365Library science 1.17 1989-90 [17]
366Counseling 1.45 1971-1982 [8]
367Anthropology 1.79 1983 [4]
368Applied, physical, 2.13 1978-1980 [20]
369analytical chemistry
370Chemical engineering 2.13 [22]
371Biomedicine (basic 2.21 1961-1978 [18]
372life sciences)
373Biomedicine 2.25 1961-1978 [18]
374(preclinical basic
375research)
376Biochemistry 2.41 1978-1980 [20]
377Biomedicine 2.71 1961-1978 [18]
378(clinical research)
379Biochemistry 2.72 [22]
380Chemistry 2.82 1974-1975 [11]
381Schistosomiasis 2.92 1972-1986 [15]
382Political Science 3.54 1974-1975 [11]
383Biology 3.97 1974-1975 [11]
384Psychology 4.58 1974-1975 [11]
385Astronomy &amp;amp; 7.4 1974 [1]
386astrophysics
387
388&lt;/pre&gt;
389&lt;p&gt;
390Table 8. Average number of authors for a variety of fields&lt;p&gt;
391&lt;p&gt;
392The degree of collaboration in IS that crosses institutional and geographic
393boundaries is significant, and warrants further attention—in particular,
394to investigate the communication techniques that support co-authorship.
395Traditionally, collaboration occurs through face-to-face meetings, telephone,
396and postal correspondence; it is likely that email and other Internet-based
397communication modes also see significant use, given the naturally high degree
398of computer literacy in this field.&lt;p&gt;
399&lt;p&gt;
400&lt;b&gt;References&lt;/b&gt;&lt;p&gt;
401&lt;b&gt;&lt;/b&gt;&lt;p&gt;
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405[2]Aisenberg, N., and Harrington, M. (1988) &lt;i&gt;Women of Academe&lt;/i&gt;,
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407&lt;p&gt;
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429&lt;p&gt;
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441&lt;p&gt;
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447&lt;p&gt;
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451&lt;p&gt;
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454&lt;p&gt;
455[16]Price, Derek J. de Solla. (1963) &lt;i&gt;Little science, big science&lt;/i&gt;. New
456York: Columbia University Press.&lt;p&gt;
457&lt;p&gt;
458[17]Raptis, P. (1992) &quot;Authorship characteristics in five international
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460&lt;p&gt;
461[18]Satyanarayana, K. and Ratnakar, K.V. (1989) &quot;Authorship patterns in life
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464&lt;p&gt;
465[19]Sievert, D., and Sievert, ME. (1989) &quot;Philosophical Research: report
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473transition&lt;/i&gt;, Business and Professional Publishing.&lt;p&gt;
474&lt;p&gt;
475[22]Subrahmanyam, K., and Stephens, E.M. (1982) &quot;Research collaboration and
476funding in biochemistry and chemical engineering,&quot; &lt;i&gt;International Forum on
477Information and Documentation&lt;/i&gt; 7, 26-.&lt;p&gt;
478</Content>
479</Section>
480</Archive>
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