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35 <Content>&lt;b&gt;Authorship patterns in Information
36Systems&lt;/b&gt;&lt;p&gt;
37&lt;b&gt;&lt;/b&gt;&lt;p&gt;
38Sally Jo Cunningham and Stuart M. Dillon&lt;p&gt;
39Department of Computer Science&lt;p&gt;
40University of Waikato&lt;p&gt;
41Hamilton, New Zealand&lt;p&gt;
42email: [email protected]&lt;p&gt;
43&lt;p&gt;
44&lt;b&gt;Abstract:&lt;/b&gt; This paper examines the patterns of multiple authorship in
45five information systems journals. Specifically, we determine the distribution
46of the number of authors per paper in this field, the proportion of male and
47female authors, gender composition of research teams, and the incidence of
48collaborative relationships spanning institutional affiliations and across
49different geographic regions.&lt;p&gt;
50&lt;p&gt;
51&lt;b&gt;1. Introduction&lt;/b&gt;&lt;p&gt;
52&lt;b&gt;&lt;/b&gt;&lt;p&gt;
53In his seminal work &lt;i&gt;Little Science, Big Science&lt;/i&gt; [16], Derek J. De Solla
54Price drew attention to the 20th century trend of increasing team work in
55scientific research and co-authorship in publication—making a
56tongue-in-cheek prediction that &quot;by 1980 the single author paper will be
57extinct&quot;, and that scientific collaboration would continue to increase so that
58scholarly publications would &quot;move steadily toward an infinity of authors per
59paper&quot; (p. 89). &lt;p&gt;
60&lt;p&gt;
61Since 1963, Price's conjectures have been measured and, to a large extent,
62verified, for a number of domains in the social sciences, arts, and physical
63sciences. Characteristics of collaboration in research have been examined in a
64number of ways: for example, through bibliographic analysis of readily
65quantifiable variables such as the rate of co-authorship and mean number of
66co-authors per document (for an overview of this type of research, see [10]);
67through studies of the social organizations that support collaboration in
68particular and research in general (such as the ground-breaking work of Crane
69[6]); and by ethnographic descriptions of the patterns of behavior employed by
70researchers in finding collaborators, organizing the research tasks, and
71composing the written documentation of the work (for example, the examination
72of the philosophy research process presented in [19]).&lt;p&gt;
73&lt;p&gt;
74This paper examines authorship patterns in the field of Information Systems
75(IS). IS is a relatively young discipline, an interdisciplinary field at the
76conjunction of computer science, management, and the social sciences. It
77concerns itself primarily managerial, and &quot;people&quot; issues that support
78information management (primarily in an organizational context), and to a
79lesser extent with hardware and software issues. Perhaps because it is an
80emerging, interdisciplinary field, IS has been the focus of few
81bibliometric/scientometric studies. The present work uses bibliometric
82techniques to examine the extent of collaborative authorship in the field, the
83geographic distribution of co-authors, and gender patterns in publication and
84collaboration.&lt;p&gt;
85&lt;p&gt;
86&lt;b&gt;2. Methodology&lt;/b&gt;&lt;p&gt;
87&lt;b&gt;&lt;/b&gt;&lt;p&gt;
88The journals and time periods examined for this study are listed in Table 1.
89Journal articles, rather than books or technical reports, were chosen for
90analysis because the journal is the primary source of information in IS, making
91up the bulk of documents cited [7]. Five journals were selected for study,
92based on the criteria that they well known internationally, cover a relatively
93broad set of topics in the IS field, have author information available, and
94are published in the English language. It should be noted, however, that the
95journals selected tend to the management end of IS.&lt;p&gt;
96&lt;p&gt;
97
98
99&lt;pre&gt;
100Journal title abbreviation years
101Journal of Systems Management JSM 1989-1995
102Information Systems Research ISR 1990-1995
103Strategic Information Systems SIS 1991-1995
104Management Information Systems Quarterly MISQ 1989-1995
105Decision Support Systems DSS 1989-1995
106
107&lt;/pre&gt;
108&lt;p&gt;
109Table 1. Journals analyzed in this study&lt;p&gt;
110&lt;p&gt;
111The following definitions and guidelines were used in gathering data from the
112five journals:&lt;p&gt;
113&lt;p&gt;
114·author: All individuals identified as authors in the heading of the
115paper were included, and counted equally. Some journal volumes apparently
116enforced an alphabetic name ordering on authors, while other journals—or
117even other volumes of the same journal—did not; for this reason we did not
118attempt to record the rank orderings of authors. Only personal (rather than
119corporate) authors were included in this study.&lt;p&gt;
120&lt;p&gt;
121·article: All refereed papers from each issue of each journal were
122considered for inclusion in the study. All other articles (book reviews,
123editorials, letters to the editor, reports of conferences, etc.) were excluded.
124While all refereed articles were included in the examination of co-authorship
125rates, some of these papers were omitted from the remainder of the study
126because the gender and/or the affiliation of one or more authors could not be
127determined.&lt;p&gt;
128&lt;p&gt;
129·gender: Where possible, the gender of an author was determined from
130the author's biography or picture. If this information was not available or
131was inconclusive, the gender was inferred from the author's personal name(s).
132If any doubt remained for any co-author of an article (that is, if the author
133was listed only by initials or had an ambiguous personal name), then that
134article was omitted from the study of author gender.&lt;p&gt;
135&lt;p&gt;
136·institution: For co-authored articles, we noted whether or not all
137authors were affiliated with the same institution (generally a university or
138company). A single institution could have more than one physical location.&lt;p&gt;
139&lt;p&gt;
140·geographic area: Co-authored articles were examined to determine
141whether all authors' institutions are from the same geographic region. This
142somewhat subjective category was defined as follows: for highly populated and
143physically large countries such as the United States, authors were considered
144to be from the same region if their institution were located in the same or
145adjacent states; for lightly populated or physically compact countries (such as
146New Zealand or the Netherlands, respectively), the entire country was
147considered to be a single geographic region.&lt;p&gt;
148&lt;p&gt;
149&lt;b&gt;3. Results&lt;/b&gt;&lt;p&gt;
150&lt;b&gt;&lt;/b&gt;&lt;p&gt;
151This section discusses the amount of collaboration in publishing, the
152geographic/institutional spread of co-author affiliation, and the gender of
153authors in the IS literature.&lt;p&gt;
154&lt;p&gt;
155&lt;i&gt;degree of collaborative authorship&lt;/i&gt;&lt;p&gt;
156&lt;i&gt;&lt;/i&gt;&lt;p&gt;
157Tables 2—4 summarize authorship collaboration in IS. Approximately 38% of
158the articles have a single author; the majority of he papers are co-authored,
159with two or three authors (Table 2). The maximum number of authors for a single
160paper was six, found in a vanishingly small minority of the articles (less than
1610.5%). Viewed strictly in terms of the percentage of co-authored papers (Table
1623), it is readily apparent that co-authorship is the norm for all journals,
163over the entire period of study. The journal with the smallest degree of
164co-authorship, the &lt;i&gt;Journal of Systems Management&lt;/i&gt; (JSM), saw its
165percentage of collaboratively written articles rise from approximately
166one-third to one-half; the remainder of the journals have a co-authorship rate
167ranging from 40% to 100%. The percentage of co-authored papers has risen
168slightly between 1989 and 1995 in four of the five journals—perhaps
169reflecting the trend to increased co-authorship reported in other fields, as
170the subjects matured [3].&lt;p&gt;
171&lt;p&gt;
172
173
174&lt;pre&gt;
175number of number of percentage
176authors articles
1771 368 37.74%
1782 391 40.10%
1793 171 17.54%
1804 37 3.80%
1815 4 0.41%
1826 4 0.41%
183Total 975 100.00%
184
185&lt;/pre&gt;
186&lt;p&gt;
187Table 2. Distribution of number of co-authors per paper&lt;p&gt;
188
189
190&lt;pre&gt;
191 JSM ISR SIS MISQ DSS average
1921989 36% 68% 73% 59%
1931990 29% 75% 68% 57% 57%
1941991 39% 92% 60% 77% 71% 68%
1951992 41% 100% 40% 81% 68% 66%
1961993 48% 92% 63% 89% 70% 72%
1971994 46% 90% 67% 82% 70% 71%
1981995 54% 87% 58% 87% 79% 75%
199
200&lt;/pre&gt;
201&lt;p&gt;
202Table 3. Percentage of co-authored articles&lt;p&gt;
203&lt;p&gt;
204
205
206&lt;pre&gt;
207 Mean Variance Std dev std error Number of
208 articles
209JSM 1.50 .466 .682 .039 308
210ISR 2.175 .604 .777 .079 97
211SIS 1.739 .655 .809 .086 88
212MISQ 2.251 .954 .977 .075 171
213DSS 2.071 .866 .931 .053 311
214Total 1.903 .799 .894 .029 975
215
216&lt;/pre&gt;
217&lt;p&gt;
218Table 4a. Mean number of co-authors per paper&lt;p&gt;
219&lt;p&gt;
220&lt;IMG SRC=&quot;_httpdocimg_/rtf011.gif&quot;&gt;&lt;p&gt;
221Table 4b. T-test of mean number of co-authors&lt;p&gt;
222&lt;p&gt;
223The mean number of authors per article ranged from 1.5 (for the Journal of
224Systems Management) to 2.175 (for Information Systems Research), with an
225overall mean of 1.903 (Table 4a). As was noted when considering the
226distribution of numbers of co-authors in Table 2, while collaboration is the
227norm, the size of the research team in IS is relatively small. Differences in
228mean between the journals was generally not statisticaly significant, with the
229exception of ISR/DSS and ISR/MISQ (Table 4b).&lt;p&gt;
230&lt;p&gt;
231&lt;i&gt;institutional affiliation and geographic region&lt;/i&gt;&lt;p&gt;
232&lt;i&gt;&lt;/i&gt;&lt;p&gt;
233Table 5 presents the institutional and geographical commonalities found amongst
234co-authors. As noted in Section 2, at this point we use a subset of the
235articles examined in this study: those papers for which we could identify the
236institutional affiliation and gender of all authors. For nearly half of the
237co-authored articles of this subset—46%—all authors for an article
238are either affiliated with the same institution &lt;i&gt;or&lt;/i&gt; are resident in the
239same geographic region. Just over half of the multiply authored papers, then,
240involve a collaboration across significant distances. For nearly one-third
241(32%) of the co-authored papers, all authors are affiliated with the same
242institution—again, indicating a significant degree of collaboration across
243institutional boundaries. The collaborative relationships of working groups
244are thus surprisingly dispersed, suggesting that IS is a field with a healthy
245&quot;invisible college&quot;. &lt;p&gt;
246
247
248&lt;pre&gt;
249 JSM ISR SIS MISQ DSS average
250 1989- 1990- 1991- 1989- 1989-
251 1994 1994 1994 1994 1994
252Co-authored articles 147 71 80 35 62 128 133 514 861
253occurrences out of 364 40% 89% 56% 166 77% 189 70% 60%
254percentage
255co-authors from same 95 15 20 48 61 239
256institution OR same 147 65% 71 21% 35 58% 128 38% 133 46% 514 46%
257geographical area
258occurrences out of
259percentage
260co-authors from same 34 1 5 11 23 74
261area, different 147 23% 71 1% 35 14% 128 9% 133 17% 514 14%
262institutions
263occurrences out of
264percentage
265
266&lt;/pre&gt;
267&lt;p&gt;
268Table 5. Percentage of co-authors from the same institution or geographical
269area&lt;p&gt;
270&lt;p&gt;
271&lt;i&gt;gender of authors&lt;/i&gt;&lt;p&gt;
272&lt;i&gt;&lt;/i&gt;&lt;p&gt;
273Gender was recorded for &lt;i&gt;all&lt;/i&gt; authors for whom it was explicitly stated or
274could be inferred; this could be determined for 861 papers, with 1021 authors.
275As no attempt was made to maintain a list of names, it is unknown how many
276unique individuals are represented in that total. Approximately four-fifths of
277the authors were male (Table 6), with male authors being in the majority for
278each journal. &lt;p&gt;
279&lt;p&gt;
280
281
282&lt;pre&gt;
283Gender Number Percentage
284male 804 78.7%
285female 217 21.3%
286
287&lt;/pre&gt;
288&lt;p&gt;
289Table 6. Gender of authors&lt;p&gt;
290&lt;p&gt;
291The preponderance of male authors appears to mirror the under-representation of
292women in the Management/IS disciplines of academia, in which opportunities for
293publication and research are more likely than in commercial enterprises ([12],
294[21]). IS departments are generally located within the business or management
295faculty in universities, where women tend to be over-represented as
296instructors, lecturers, contract researchers, and other untenured staff
297positions. In the mid-eighties in the US, for example, women held 52% of the
298instructor and lower teaching positions and 36% of the assistant professorships
299in business schools, but accounted for only 6% of the full [2]. These lower
300level positions provide fewer opportunities for research funding, and generally
301involve a higher teaching load (with proportionally less time for research).&lt;p&gt;
302&lt;p&gt;
303Next, we examine the question of whether or not males and female have the same
304patterns of collaboration and co-authorship (Table 7). The percentage of male
305authors who published a single-authored paper is 37.31% ([343 male single
306authors] / [804 male authors]); the percentage of female authors who published
307solo is 18.89% ([41 single author females] / [217 female authors]). The
308percentage of male authors involved in male-only co-authored papers is 42.66%
309([343 / 804]), while the percentage of female authors who published in
310female-only groups is 6.91% (15/217). Clearly, then, a female author is more
311likely to co-publish than a male author, and more likely to publish in mixed
312gender research teams.&lt;p&gt;
313
314
315&lt;pre&gt;
316 single multiple single multiple multiple
317 male author authors, female authors, authors, male
318 male only author female only and female
319number 300 343 41 15 161
320percentage 34.9% 39.9% 4.8% 1.7% 18.7%
321
322&lt;/pre&gt;
323&lt;p&gt;
324Table 7. Gender composition of publishing teams&lt;p&gt;
325&lt;p&gt;
326&lt;b&gt;4. Conclusions&lt;/b&gt;&lt;p&gt;
327&lt;b&gt;&lt;/b&gt;&lt;p&gt;
328The high proportion of multiply-authored papers is characteristic of the
329physical and life sciences rather than the social sciences. In the &quot;hard&quot;
330sciences the percentage of co-authored articles is reported to range from
331two-thirds and up ([5], [13]), with nearly universal co-authorship in fields
332for which research is based on complex, expensive instruments/equipment ([14],
333as reported in [9]). By way of contrast, the proportion of single-authored
334papers is much higher in the humanities and social sciences: in philosophy, for
335example, collaboration is so unusual that some researchers find it difficult to
336imagine how a joint project could be produced [19]. Even in these disciplines,
337however, sub-fields may vary in their degree of collaboration, often reflecting
338equipment or team needs outside the norm for that discipline (for example,
339biophysical and archaeological anthropology show higher degrees of
340collaboration than sociocultural and linguistic anthropology [4]). IS, then,
341seems to fit more into the multiply-authored norm of the physical or
342experimental sciences than the humanities/social sciences.&lt;p&gt;
343&lt;p&gt;
344This point is slightly muddied, however, when comparing the mean number of
345authors in IS with the mean of other fields (Table 8). IS articles tend to
346have a smaller average number of co-authors than the &quot;hard&quot; sciences, even
347though the rate of co-authorship is high. Two hypotheses present themselves:
348that the experimental team needed to support IS research is smaller than the
349team size necessary for managing the instruments for the physical sciences;
350and/or that the support personnel for IS research may not be acknowledged with
351authorship, as seems to be the case in some of the sciences.&lt;p&gt;
352&lt;p&gt;
353
354
355&lt;pre&gt;
356Discipline authors/paper year(s) of study Reference
357Library science 1.17 1989-90 [17]
358Counseling 1.45 1971-1982 [8]
359Anthropology 1.79 1983 [4]
360Applied, physical, 2.13 1978-1980 [20]
361analytical chemistry
362Chemical engineering 2.13 [22]
363Biomedicine (basic 2.21 1961-1978 [18]
364life sciences)
365Biomedicine 2.25 1961-1978 [18]
366(preclinical basic
367research)
368Biochemistry 2.41 1978-1980 [20]
369Biomedicine 2.71 1961-1978 [18]
370(clinical research)
371Biochemistry 2.72 [22]
372Chemistry 2.82 1974-1975 [11]
373Schistosomiasis 2.92 1972-1986 [15]
374Political Science 3.54 1974-1975 [11]
375Biology 3.97 1974-1975 [11]
376Psychology 4.58 1974-1975 [11]
377Astronomy &amp;amp; 7.4 1974 [1]
378astrophysics
379
380&lt;/pre&gt;
381&lt;p&gt;
382Table 8. Average number of authors for a variety of fields&lt;p&gt;
383&lt;p&gt;
384The degree of collaboration in IS that crosses institutional and geographic
385boundaries is significant, and warrants further attention—in particular,
386to investigate the communication techniques that support co-authorship.
387Traditionally, collaboration occurs through face-to-face meetings, telephone,
388and postal correspondence; it is likely that email and other Internet-based
389communication modes also see significant use, given the naturally high degree
390of computer literacy in this field.&lt;p&gt;
391&lt;p&gt;
392&lt;b&gt;References&lt;/b&gt;&lt;p&gt;
393&lt;b&gt;&lt;/b&gt;&lt;p&gt;
394[1]Abt, H. A. (1984) &quot;Citations to single and multiauthored papers&lt;i&gt;,&quot;
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396&lt;p&gt;
397[2]Aisenberg, N., and Harrington, M. (1988) &lt;i&gt;Women of Academe&lt;/i&gt;,
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399&lt;p&gt;
400[3]Beaver, D. de B., and Rosen, R. (1979) &quot;Studies in scientific collaboration
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406&lt;p&gt;
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409&lt;p&gt;
410[6]Crane, D. (1972) &lt;i&gt;Invisible colleges: Diffusion of Knowledge in
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412&lt;p&gt;
413[7]Cunningham, S.J. (1996) &quot;An empirical investigation of the obsolescence
414rate for information systems literature.&quot; &lt;i&gt;Working Paper Series 95/16&lt;/i&gt;,
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417&lt;p&gt;
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421&lt;p&gt;
422[9]Gordon, M.D. (1979) &quot;A critical reassessment of inferred relations between
423multiple authorship, scientific collaboration, the production of papers and
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425&lt;p&gt;
426[10]Harsanyi, M.A. (1993) &quot;Multiple authors, multiple
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429&lt;p&gt;
430[11]Heffner, A.G. (1981) &quot;Funded research, multiple authorship and
431subauthorship collaboration in four disciplines,&quot; &lt;i&gt;Scientometrics&lt;/i&gt; 3,
432231-.&lt;p&gt;
433&lt;p&gt;
434[12]McKeen, C.A., and Bujaki, M.L. (1994) &quot;Taking women into account&quot;, &lt;i&gt;CA
435Magazine, 127&lt;/i&gt; &lt;i&gt;(2)&lt;/i&gt;, pp. 29-35.&lt;p&gt;
436&lt;p&gt;
437[13]Meadows, A.J. (1974) &lt;i&gt;Communication in Science&lt;/i&gt;. London:
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439&lt;p&gt;
440[14]Meadows, A.J., and O'Connor, J.G. (1971) &quot;A survey in depth of a selected
441information field (astronomy and astrophysics). Astronomy Department,
442University of Leicester.&lt;p&gt;
443&lt;p&gt;
444[15]Pao, M.L. (1992) &quot;Global and local collaborators: a study of scientific
445collaboration,&quot; &lt;i&gt;Information Processing &amp;amp; Management&lt;/i&gt; 28(1), 99-109.&lt;p&gt;
446&lt;p&gt;
447[16]Price, Derek J. de Solla. (1963) &lt;i&gt;Little science, big science&lt;/i&gt;. New
448York: Columbia University Press.&lt;p&gt;
449&lt;p&gt;
450[17]Raptis, P. (1992) &quot;Authorship characteristics in five international
451library science journals,&quot; &lt;i&gt;Libri &lt;/i&gt;42(1), 35-52.&lt;p&gt;
452&lt;p&gt;
453[18]Satyanarayana, K. and Ratnakar, K.V. (1989) &quot;Authorship patterns in life
454sciences, preclinical basic and clinical research papers,&quot;
455&lt;i&gt;Scientometrics&lt;/i&gt; 17(3-4), 363-371.&lt;p&gt;
456&lt;p&gt;
457[19]Sievert, D., and Sievert, ME. (1989) &quot;Philosophical Research: report
458from the field,&quot; &lt;i&gt;Proceedings of the Humanists at Work symposium&lt;/i&gt; (April,
459Chicago, ILL, USA). Published by the University of Illinois at Chicago.&lt;p&gt;
460&lt;p&gt;
461[20]Stefaniak, B. (1982) &quot;Individual and multiple authorship of papers in
462chemistry and physics,&quot; &lt;i&gt;Scientometrics &lt;/i&gt;4(4), 331-337.&lt;p&gt;
463&lt;p&gt;
464[21]Still, L.V. (1993) &lt;i&gt;Where to from here? The managerial woman in
465transition&lt;/i&gt;, Business and Professional Publishing.&lt;p&gt;
466&lt;p&gt;
467[22]Subrahmanyam, K., and Stephens, E.M. (1982) &quot;Research collaboration and
468funding in biochemistry and chemical engineering,&quot; &lt;i&gt;International Forum on
469Information and Documentation&lt;/i&gt; 7, 26-.&lt;p&gt;
470</Content>
471</Section>
472</Archive>
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