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9 <Metadata name="Title">Authorship patterns in Information Systems</Metadata>
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24 <Metadata name="dc.Creator">Sally Jo Cunningham</Metadata>
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34 <Content>&lt;b&gt;Authorship patterns in Information
35Systems&lt;/b&gt;&lt;p&gt;
36&lt;b&gt;&lt;/b&gt;&lt;p&gt;
37Sally Jo Cunningham and Stuart M. Dillon&lt;p&gt;
38Department of Computer Science&lt;p&gt;
39University of Waikato&lt;p&gt;
40Hamilton, New Zealand&lt;p&gt;
41email: [email protected]&lt;p&gt;
42&lt;p&gt;
43&lt;b&gt;Abstract:&lt;/b&gt; This paper examines the patterns of multiple authorship in
44five information systems journals. Specifically, we determine the distribution
45of the number of authors per paper in this field, the proportion of male and
46female authors, gender composition of research teams, and the incidence of
47collaborative relationships spanning institutional affiliations and across
48different geographic regions.&lt;p&gt;
49&lt;p&gt;
50&lt;b&gt;1. Introduction&lt;/b&gt;&lt;p&gt;
51&lt;b&gt;&lt;/b&gt;&lt;p&gt;
52In his seminal work &lt;i&gt;Little Science, Big Science&lt;/i&gt; [16], Derek J. De Solla
53Price drew attention to the 20th century trend of increasing team work in
54scientific research and co-authorship in publication—making a
55tongue-in-cheek prediction that &quot;by 1980 the single author paper will be
56extinct&quot;, and that scientific collaboration would continue to increase so that
57scholarly publications would &quot;move steadily toward an infinity of authors per
58paper&quot; (p. 89). &lt;p&gt;
59&lt;p&gt;
60Since 1963, Price's conjectures have been measured and, to a large extent,
61verified, for a number of domains in the social sciences, arts, and physical
62sciences. Characteristics of collaboration in research have been examined in a
63number of ways: for example, through bibliographic analysis of readily
64quantifiable variables such as the rate of co-authorship and mean number of
65co-authors per document (for an overview of this type of research, see [10]);
66through studies of the social organizations that support collaboration in
67particular and research in general (such as the ground-breaking work of Crane
68[6]); and by ethnographic descriptions of the patterns of behavior employed by
69researchers in finding collaborators, organizing the research tasks, and
70composing the written documentation of the work (for example, the examination
71of the philosophy research process presented in [19]).&lt;p&gt;
72&lt;p&gt;
73This paper examines authorship patterns in the field of Information Systems
74(IS). IS is a relatively young discipline, an interdisciplinary field at the
75conjunction of computer science, management, and the social sciences. It
76concerns itself primarily managerial, and &quot;people&quot; issues that support
77information management (primarily in an organizational context), and to a
78lesser extent with hardware and software issues. Perhaps because it is an
79emerging, interdisciplinary field, IS has been the focus of few
80bibliometric/scientometric studies. The present work uses bibliometric
81techniques to examine the extent of collaborative authorship in the field, the
82geographic distribution of co-authors, and gender patterns in publication and
83collaboration.&lt;p&gt;
84&lt;p&gt;
85&lt;b&gt;2. Methodology&lt;/b&gt;&lt;p&gt;
86&lt;b&gt;&lt;/b&gt;&lt;p&gt;
87The journals and time periods examined for this study are listed in Table 1.
88Journal articles, rather than books or technical reports, were chosen for
89analysis because the journal is the primary source of information in IS, making
90up the bulk of documents cited [7]. Five journals were selected for study,
91based on the criteria that they well known internationally, cover a relatively
92broad set of topics in the IS field, have author information available, and
93are published in the English language. It should be noted, however, that the
94journals selected tend to the management end of IS.&lt;p&gt;
95&lt;p&gt;
96
97
98&lt;pre&gt;
99Journal title abbreviation years
100Journal of Systems Management JSM 1989-1995
101Information Systems Research ISR 1990-1995
102Strategic Information Systems SIS 1991-1995
103Management Information Systems Quarterly MISQ 1989-1995
104Decision Support Systems DSS 1989-1995
105
106&lt;/pre&gt;
107&lt;p&gt;
108Table 1. Journals analyzed in this study&lt;p&gt;
109&lt;p&gt;
110The following definitions and guidelines were used in gathering data from the
111five journals:&lt;p&gt;
112&lt;p&gt;
113·author: All individuals identified as authors in the heading of the
114paper were included, and counted equally. Some journal volumes apparently
115enforced an alphabetic name ordering on authors, while other journals—or
116even other volumes of the same journal—did not; for this reason we did not
117attempt to record the rank orderings of authors. Only personal (rather than
118corporate) authors were included in this study.&lt;p&gt;
119&lt;p&gt;
120·article: All refereed papers from each issue of each journal were
121considered for inclusion in the study. All other articles (book reviews,
122editorials, letters to the editor, reports of conferences, etc.) were excluded.
123While all refereed articles were included in the examination of co-authorship
124rates, some of these papers were omitted from the remainder of the study
125because the gender and/or the affiliation of one or more authors could not be
126determined.&lt;p&gt;
127&lt;p&gt;
128·gender: Where possible, the gender of an author was determined from
129the author's biography or picture. If this information was not available or
130was inconclusive, the gender was inferred from the author's personal name(s).
131If any doubt remained for any co-author of an article (that is, if the author
132was listed only by initials or had an ambiguous personal name), then that
133article was omitted from the study of author gender.&lt;p&gt;
134&lt;p&gt;
135·institution: For co-authored articles, we noted whether or not all
136authors were affiliated with the same institution (generally a university or
137company). A single institution could have more than one physical location.&lt;p&gt;
138&lt;p&gt;
139·geographic area: Co-authored articles were examined to determine
140whether all authors' institutions are from the same geographic region. This
141somewhat subjective category was defined as follows: for highly populated and
142physically large countries such as the United States, authors were considered
143to be from the same region if their institution were located in the same or
144adjacent states; for lightly populated or physically compact countries (such as
145New Zealand or the Netherlands, respectively), the entire country was
146considered to be a single geographic region.&lt;p&gt;
147&lt;p&gt;
148&lt;b&gt;3. Results&lt;/b&gt;&lt;p&gt;
149&lt;b&gt;&lt;/b&gt;&lt;p&gt;
150This section discusses the amount of collaboration in publishing, the
151geographic/institutional spread of co-author affiliation, and the gender of
152authors in the IS literature.&lt;p&gt;
153&lt;p&gt;
154&lt;i&gt;degree of collaborative authorship&lt;/i&gt;&lt;p&gt;
155&lt;i&gt;&lt;/i&gt;&lt;p&gt;
156Tables 2—4 summarize authorship collaboration in IS. Approximately 38% of
157the articles have a single author; the majority of he papers are co-authored,
158with two or three authors (Table 2). The maximum number of authors for a single
159paper was six, found in a vanishingly small minority of the articles (less than
1600.5%). Viewed strictly in terms of the percentage of co-authored papers (Table
1613), it is readily apparent that co-authorship is the norm for all journals,
162over the entire period of study. The journal with the smallest degree of
163co-authorship, the &lt;i&gt;Journal of Systems Management&lt;/i&gt; (JSM), saw its
164percentage of collaboratively written articles rise from approximately
165one-third to one-half; the remainder of the journals have a co-authorship rate
166ranging from 40% to 100%. The percentage of co-authored papers has risen
167slightly between 1989 and 1995 in four of the five journals—perhaps
168reflecting the trend to increased co-authorship reported in other fields, as
169the subjects matured [3].&lt;p&gt;
170&lt;p&gt;
171
172
173&lt;pre&gt;
174number of number of percentage
175authors articles
1761 368 37.74%
1772 391 40.10%
1783 171 17.54%
1794 37 3.80%
1805 4 0.41%
1816 4 0.41%
182Total 975 100.00%
183
184&lt;/pre&gt;
185&lt;p&gt;
186Table 2. Distribution of number of co-authors per paper&lt;p&gt;
187
188
189&lt;pre&gt;
190 JSM ISR SIS MISQ DSS average
1911989 36% 68% 73% 59%
1921990 29% 75% 68% 57% 57%
1931991 39% 92% 60% 77% 71% 68%
1941992 41% 100% 40% 81% 68% 66%
1951993 48% 92% 63% 89% 70% 72%
1961994 46% 90% 67% 82% 70% 71%
1971995 54% 87% 58% 87% 79% 75%
198
199&lt;/pre&gt;
200&lt;p&gt;
201Table 3. Percentage of co-authored articles&lt;p&gt;
202&lt;p&gt;
203
204
205&lt;pre&gt;
206 Mean Variance Std dev std error Number of
207 articles
208JSM 1.50 .466 .682 .039 308
209ISR 2.175 .604 .777 .079 97
210SIS 1.739 .655 .809 .086 88
211MISQ 2.251 .954 .977 .075 171
212DSS 2.071 .866 .931 .053 311
213Total 1.903 .799 .894 .029 975
214
215&lt;/pre&gt;
216&lt;p&gt;
217Table 4a. Mean number of co-authors per paper&lt;p&gt;
218&lt;p&gt;
219&lt;IMG SRC=&quot;_httpdocimg_/rtf011.gif&quot;&gt;&lt;p&gt;
220Table 4b. T-test of mean number of co-authors&lt;p&gt;
221&lt;p&gt;
222The mean number of authors per article ranged from 1.5 (for the Journal of
223Systems Management) to 2.175 (for Information Systems Research), with an
224overall mean of 1.903 (Table 4a). As was noted when considering the
225distribution of numbers of co-authors in Table 2, while collaboration is the
226norm, the size of the research team in IS is relatively small. Differences in
227mean between the journals was generally not statisticaly significant, with the
228exception of ISR/DSS and ISR/MISQ (Table 4b).&lt;p&gt;
229&lt;p&gt;
230&lt;i&gt;institutional affiliation and geographic region&lt;/i&gt;&lt;p&gt;
231&lt;i&gt;&lt;/i&gt;&lt;p&gt;
232Table 5 presents the institutional and geographical commonalities found amongst
233co-authors. As noted in Section 2, at this point we use a subset of the
234articles examined in this study: those papers for which we could identify the
235institutional affiliation and gender of all authors. For nearly half of the
236co-authored articles of this subset—46%—all authors for an article
237are either affiliated with the same institution &lt;i&gt;or&lt;/i&gt; are resident in the
238same geographic region. Just over half of the multiply authored papers, then,
239involve a collaboration across significant distances. For nearly one-third
240(32%) of the co-authored papers, all authors are affiliated with the same
241institution—again, indicating a significant degree of collaboration across
242institutional boundaries. The collaborative relationships of working groups
243are thus surprisingly dispersed, suggesting that IS is a field with a healthy
244&quot;invisible college&quot;. &lt;p&gt;
245
246
247&lt;pre&gt;
248 JSM ISR SIS MISQ DSS average
249 1989- 1990- 1991- 1989- 1989-
250 1994 1994 1994 1994 1994
251Co-authored articles 147 71 80 35 62 128 133 514 861
252occurrences out of 364 40% 89% 56% 166 77% 189 70% 60%
253percentage
254co-authors from same 95 15 20 48 61 239
255institution OR same 147 65% 71 21% 35 58% 128 38% 133 46% 514 46%
256geographical area
257occurrences out of
258percentage
259co-authors from same 34 1 5 11 23 74
260area, different 147 23% 71 1% 35 14% 128 9% 133 17% 514 14%
261institutions
262occurrences out of
263percentage
264
265&lt;/pre&gt;
266&lt;p&gt;
267Table 5. Percentage of co-authors from the same institution or geographical
268area&lt;p&gt;
269&lt;p&gt;
270&lt;i&gt;gender of authors&lt;/i&gt;&lt;p&gt;
271&lt;i&gt;&lt;/i&gt;&lt;p&gt;
272Gender was recorded for &lt;i&gt;all&lt;/i&gt; authors for whom it was explicitly stated or
273could be inferred; this could be determined for 861 papers, with 1021 authors.
274As no attempt was made to maintain a list of names, it is unknown how many
275unique individuals are represented in that total. Approximately four-fifths of
276the authors were male (Table 6), with male authors being in the majority for
277each journal. &lt;p&gt;
278&lt;p&gt;
279
280
281&lt;pre&gt;
282Gender Number Percentage
283male 804 78.7%
284female 217 21.3%
285
286&lt;/pre&gt;
287&lt;p&gt;
288Table 6. Gender of authors&lt;p&gt;
289&lt;p&gt;
290The preponderance of male authors appears to mirror the under-representation of
291women in the Management/IS disciplines of academia, in which opportunities for
292publication and research are more likely than in commercial enterprises ([12],
293[21]). IS departments are generally located within the business or management
294faculty in universities, where women tend to be over-represented as
295instructors, lecturers, contract researchers, and other untenured staff
296positions. In the mid-eighties in the US, for example, women held 52% of the
297instructor and lower teaching positions and 36% of the assistant professorships
298in business schools, but accounted for only 6% of the full [2]. These lower
299level positions provide fewer opportunities for research funding, and generally
300involve a higher teaching load (with proportionally less time for research).&lt;p&gt;
301&lt;p&gt;
302Next, we examine the question of whether or not males and female have the same
303patterns of collaboration and co-authorship (Table 7). The percentage of male
304authors who published a single-authored paper is 37.31% ([343 male single
305authors] / [804 male authors]); the percentage of female authors who published
306solo is 18.89% ([41 single author females] / [217 female authors]). The
307percentage of male authors involved in male-only co-authored papers is 42.66%
308([343 / 804]), while the percentage of female authors who published in
309female-only groups is 6.91% (15/217). Clearly, then, a female author is more
310likely to co-publish than a male author, and more likely to publish in mixed
311gender research teams.&lt;p&gt;
312
313
314&lt;pre&gt;
315 single multiple single multiple multiple
316 male author authors, female authors, authors, male
317 male only author female only and female
318number 300 343 41 15 161
319percentage 34.9% 39.9% 4.8% 1.7% 18.7%
320
321&lt;/pre&gt;
322&lt;p&gt;
323Table 7. Gender composition of publishing teams&lt;p&gt;
324&lt;p&gt;
325&lt;b&gt;4. Conclusions&lt;/b&gt;&lt;p&gt;
326&lt;b&gt;&lt;/b&gt;&lt;p&gt;
327The high proportion of multiply-authored papers is characteristic of the
328physical and life sciences rather than the social sciences. In the &quot;hard&quot;
329sciences the percentage of co-authored articles is reported to range from
330two-thirds and up ([5], [13]), with nearly universal co-authorship in fields
331for which research is based on complex, expensive instruments/equipment ([14],
332as reported in [9]). By way of contrast, the proportion of single-authored
333papers is much higher in the humanities and social sciences: in philosophy, for
334example, collaboration is so unusual that some researchers find it difficult to
335imagine how a joint project could be produced [19]. Even in these disciplines,
336however, sub-fields may vary in their degree of collaboration, often reflecting
337equipment or team needs outside the norm for that discipline (for example,
338biophysical and archaeological anthropology show higher degrees of
339collaboration than sociocultural and linguistic anthropology [4]). IS, then,
340seems to fit more into the multiply-authored norm of the physical or
341experimental sciences than the humanities/social sciences.&lt;p&gt;
342&lt;p&gt;
343This point is slightly muddied, however, when comparing the mean number of
344authors in IS with the mean of other fields (Table 8). IS articles tend to
345have a smaller average number of co-authors than the &quot;hard&quot; sciences, even
346though the rate of co-authorship is high. Two hypotheses present themselves:
347that the experimental team needed to support IS research is smaller than the
348team size necessary for managing the instruments for the physical sciences;
349and/or that the support personnel for IS research may not be acknowledged with
350authorship, as seems to be the case in some of the sciences.&lt;p&gt;
351&lt;p&gt;
352
353
354&lt;pre&gt;
355Discipline authors/paper year(s) of study Reference
356Library science 1.17 1989-90 [17]
357Counseling 1.45 1971-1982 [8]
358Anthropology 1.79 1983 [4]
359Applied, physical, 2.13 1978-1980 [20]
360analytical chemistry
361Chemical engineering 2.13 [22]
362Biomedicine (basic 2.21 1961-1978 [18]
363life sciences)
364Biomedicine 2.25 1961-1978 [18]
365(preclinical basic
366research)
367Biochemistry 2.41 1978-1980 [20]
368Biomedicine 2.71 1961-1978 [18]
369(clinical research)
370Biochemistry 2.72 [22]
371Chemistry 2.82 1974-1975 [11]
372Schistosomiasis 2.92 1972-1986 [15]
373Political Science 3.54 1974-1975 [11]
374Biology 3.97 1974-1975 [11]
375Psychology 4.58 1974-1975 [11]
376Astronomy &amp;amp; 7.4 1974 [1]
377astrophysics
378
379&lt;/pre&gt;
380&lt;p&gt;
381Table 8. Average number of authors for a variety of fields&lt;p&gt;
382&lt;p&gt;
383The degree of collaboration in IS that crosses institutional and geographic
384boundaries is significant, and warrants further attention—in particular,
385to investigate the communication techniques that support co-authorship.
386Traditionally, collaboration occurs through face-to-face meetings, telephone,
387and postal correspondence; it is likely that email and other Internet-based
388communication modes also see significant use, given the naturally high degree
389of computer literacy in this field.&lt;p&gt;
390&lt;p&gt;
391&lt;b&gt;References&lt;/b&gt;&lt;p&gt;
392&lt;b&gt;&lt;/b&gt;&lt;p&gt;
393[1]Abt, H. A. (1984) &quot;Citations to single and multiauthored papers&lt;i&gt;,&quot;
394Publications of the Astronomical Society of the Pacific&lt;/i&gt; 96, 746-749.&lt;p&gt;
395&lt;p&gt;
396[2]Aisenberg, N., and Harrington, M. (1988) &lt;i&gt;Women of Academe&lt;/i&gt;,
397University of Massachusetts Press.&lt;p&gt;
398&lt;p&gt;
399[3]Beaver, D. de B., and Rosen, R. (1979) &quot;Studies in scientific collaboration
400Part III: Professionalization and the natural history of modern scientific
401co-authorship,&quot; &lt;i&gt;Scientometrics &lt;/i&gt;1(3), 231-245.&lt;p&gt;
402&lt;p&gt;
403[4]Choi, J.M. (1988) &quot;An analysis of authorship in anthropology journals, 1963
404&amp;amp; 1983&lt;i&gt;,&quot; Behavioral &amp;amp; Social Sciences Librarian&lt;/i&gt; 6(3/4), 85-94.&lt;p&gt;
405&lt;p&gt;
406[5]Clarke, B.L. (1964) &quot;Multiple authorship trends in scientific papers,'
407&lt;i&gt;Science&lt;/i&gt; 143, 882-884.&lt;p&gt;
408&lt;p&gt;
409[6]Crane, D. (1972) &lt;i&gt;Invisible colleges: Diffusion of Knowledge in
410Scientific communities&lt;/i&gt;, University of Chicago Press.&lt;p&gt;
411&lt;p&gt;
412[7]Cunningham, S.J. (1996) &quot;An empirical investigation of the obsolescence
413rate for information systems literature.&quot; &lt;i&gt;Working Paper Series 95/16&lt;/i&gt;,
414Dept. of Computer Science, University of Waikato, Hamilton, New Zealand. To
415appear in &lt;i&gt;Library and Information Science Research&lt;/i&gt;..&lt;p&gt;
416&lt;p&gt;
417[8]Gladding, S. (1984) &quot;Multiple authorship in the &lt;i&gt;Personnel and Guidance
418Journal&lt;/i&gt;: a 12-year study), &lt;i&gt;Personnel and Guidance Journal&lt;/i&gt;, June,
419628-630.&lt;p&gt;
420&lt;p&gt;
421[9]Gordon, M.D. (1979) &quot;A critical reassessment of inferred relations between
422multiple authorship, scientific collaboration, the production of papers and
423their acceptance for publication,&quot; &lt;i&gt;Scientometrics&lt;/i&gt; 2(3), 193-201.&lt;p&gt;
424&lt;p&gt;
425[10]Harsanyi, M.A. (1993) &quot;Multiple authors, multiple
426problems—Bibliometrics and the study of scholarly collaboration: a
427literature review,&quot; &lt;i&gt;LISR&lt;/i&gt; 15, 325-354.&lt;p&gt;
428&lt;p&gt;
429[11]Heffner, A.G. (1981) &quot;Funded research, multiple authorship and
430subauthorship collaboration in four disciplines,&quot; &lt;i&gt;Scientometrics&lt;/i&gt; 3,
431231-.&lt;p&gt;
432&lt;p&gt;
433[12]McKeen, C.A., and Bujaki, M.L. (1994) &quot;Taking women into account&quot;, &lt;i&gt;CA
434Magazine, 127&lt;/i&gt; &lt;i&gt;(2)&lt;/i&gt;, pp. 29-35.&lt;p&gt;
435&lt;p&gt;
436[13]Meadows, A.J. (1974) &lt;i&gt;Communication in Science&lt;/i&gt;. London:
437Butterworths.&lt;p&gt;
438&lt;p&gt;
439[14]Meadows, A.J., and O'Connor, J.G. (1971) &quot;A survey in depth of a selected
440information field (astronomy and astrophysics). Astronomy Department,
441University of Leicester.&lt;p&gt;
442&lt;p&gt;
443[15]Pao, M.L. (1992) &quot;Global and local collaborators: a study of scientific
444collaboration,&quot; &lt;i&gt;Information Processing &amp;amp; Management&lt;/i&gt; 28(1), 99-109.&lt;p&gt;
445&lt;p&gt;
446[16]Price, Derek J. de Solla. (1963) &lt;i&gt;Little science, big science&lt;/i&gt;. New
447York: Columbia University Press.&lt;p&gt;
448&lt;p&gt;
449[17]Raptis, P. (1992) &quot;Authorship characteristics in five international
450library science journals,&quot; &lt;i&gt;Libri &lt;/i&gt;42(1), 35-52.&lt;p&gt;
451&lt;p&gt;
452[18]Satyanarayana, K. and Ratnakar, K.V. (1989) &quot;Authorship patterns in life
453sciences, preclinical basic and clinical research papers,&quot;
454&lt;i&gt;Scientometrics&lt;/i&gt; 17(3-4), 363-371.&lt;p&gt;
455&lt;p&gt;
456[19]Sievert, D., and Sievert, ME. (1989) &quot;Philosophical Research: report
457from the field,&quot; &lt;i&gt;Proceedings of the Humanists at Work symposium&lt;/i&gt; (April,
458Chicago, ILL, USA). Published by the University of Illinois at Chicago.&lt;p&gt;
459&lt;p&gt;
460[20]Stefaniak, B. (1982) &quot;Individual and multiple authorship of papers in
461chemistry and physics,&quot; &lt;i&gt;Scientometrics &lt;/i&gt;4(4), 331-337.&lt;p&gt;
462&lt;p&gt;
463[21]Still, L.V. (1993) &lt;i&gt;Where to from here? The managerial woman in
464transition&lt;/i&gt;, Business and Professional Publishing.&lt;p&gt;
465&lt;p&gt;
466[22]Subrahmanyam, K., and Stephens, E.M. (1982) &quot;Research collaboration and
467funding in biochemistry and chemical engineering,&quot; &lt;i&gt;International Forum on
468Information and Documentation&lt;/i&gt; 7, 26-.&lt;p&gt;
469</Content>
470</Section>
471</Archive>
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